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Discretionary management means that an investment advisor makes transaction decisions for the client's account without needing client permission. Arq Wealth Advisors, LLC manages 1,085 of the firm's client assets on a discretionary basis. Securities are defined as exchangable financial investments such as stocks, options and bonds. Arq Wealth Advisors, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. It has a small team, including 5 financial advisors. It manages $412.0 million in assets under management throughout 1,086 client accounts, placing it among the bigger firms in the United States by assets under management (AUM). "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.Arq Wealth Advisors, LLC is a financial advisor company located in Scottsdale, Arizona. Receive alerts/information of your transaction/all debit and other important transactions in your Trading/ Demat Account directly from Exchange/CDSL at the end of the day.
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